Domestic Collective Investment Portfolio Establishment & Maintenance Training

Learning Outcomes

• Demonstrate knowledge of the legal and regulatory framework governing domestic collective investment schemes in South Africa.
• Apply principles of portfolio construction, including asset allocation, diversification, and risk management.
• Analyze the processes involved in the establishment of a collective investment portfolio, from registration to launch.
• Evaluate ongoing maintenance requirements, including valuation, pricing, reporting, and compliance obligations.
• Implement procedures for investor onboarding, redemption, and distribution of income.
• Assess performance measurement techniques and benchmarks used in collective investment portfolios.

Target Audience

This course is designed for investment professionals, portfolio administrators, compliance officers, and financial advisors seeking to deepen their understanding of domestic collective investment scheme operations within the South African regulatory environment.

Prerequisites

None — open enrollment.

Course Outline

Practicals

Overview

Practical sessions allow learners to apply theoretical knowledge by drafting portfolio establishment documents, completing FSCA compliance forms, and simulating the portfolio maintenance process. These hands-on activities ensure learners can perform the tasks required for unit standard 242609.

Practical Activities

• Drafting a Trust Deed and Prospectus — Learners work in groups to draft key sections of a trust deed and a simplified prospectus for a hypothetical domestic collective investment portfolio. (3h)
• Completing FSCA Registration Forms — Learners complete sample FSCA registration forms for a new portfolio, including schedules and supporting documentation. (2h)
• Simulating Portfolio Maintenance Tasks — Learners perform maintenance activities such as updating investor records, generating a fund fact sheet, and processing a redemption request using a simulated system. (3h)

Summatives

Each delegate is assessed continuously throughout the course via daily exercises, scored practical assignments, and a final summative test at the end.

Practical Assignments — 30%

Practical assignments are observed and scored against a rubric during the practical sessions. Each delegate's practical mark is averaged into a single 100% score and contributes 30% to the final total.

Daily Exercises — 20%

Every training day ends with a multiple-choice exercise scored out of 100%. The scores from each daily exercise are averaged across the duration of the course to produce a Daily Average mark, which contributes 20% to the final total.

Final Test — 50%

On the last day a final summative test is written. It is a multiple-choice paper with multiple-answer questions: each question may have more than one correct option, and a single wrong selection on a question marks the entire question wrong — no partial credit. The final test is scored out of 100% and contributes 50% to the overall mark.

Final Total

Component	Out of	Weight
Practical Assignments (rubric-scored)	100%	30%
Daily Average (multiple choice)	100%	20%
Final Test (multi-answer multiple choice)	100%	50%
Final Total	—	100%

All marks are recorded on the AATICD LMS and visible to each learner under their account.

Certificate

How it works

• Certificates are auto-generated on the AATICD LMS as soon as the marks pass the 50% threshold.
• Each certificate is a branded PDF with the delegate's name, the course title, the unit standard ID, NQF level, credits, and the date of issue.
• You can download or print your certificate from your LMS dashboard at any time after issue — there's no reissue fee and no expiry date.
• If you scored under 50% you can sit the final test again at the next scheduled session at no extra cost.

Where to find it

Sign in to the LMS, open your dashboard, and your certificates appear under My Certificates. Each entry has a View / Download button and a print option.

Training Discounts

Group discounts apply automatically — the more delegates you enrol, the greater the saving. Discounts are calculated at 3% per 5 delegates, scaling up to 40% off for 100+ delegates.

Delegates	Discount
5	3% off
10	6% off
15	9% off
20	12% off
25	15% off
30	18% off
50	30% off
75	35% off
100	40% off

3% discount per 5 delegates, up to 40% off for 100+ delegates. Contact us for a custom group quote.